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James W. Salter

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
CA RA APPROVED 2023-09-29
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • CA RA
    APPROVED
    Since 2023-09-29

Branch Locations

3 Park Plz Suite 700, Irvine, CA 92614 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 07/2009 Present
Jpmorgan Chase Bank, N.A. Irvine CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-31
S63 Uniform Securities Agent State Law Examination 2000-05-11
  • S65 Uniform Investment Adviser Law Examination
    2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    2000-05-11
Other Names
  • James William Salter

View on SEC IAPD

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