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113B Jericho Rd, Selkirk, NY 12158 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-03 |
| AZ | RA | APPROVED | 2016-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dutch Asset Corporation | Albany | NY | 12/2015 | Present |
Dunlap Stone University. Small private, online university. I am a board member and a 10% owner. I devote less than 1hr/ month to this venture. PCG Insurance, LLC, dba Richard Oxford Financial. Fixed life and annuity sales. Commissioned fixed insurance products. Contracted with several major life insurance companies. RL Oxford Enterprises, LLC. Personal holding company for various transient business activities and real estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-09 |
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