Douglas Chad Cap

Current Employers

Employment History

• 04/2015 → 07/2021
  Waddell & Reed, Inc
  Omaha, NE
• 05/2015 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Yutan, NE
• 11/2015 → 02/2019
  Yutan Economic Development Committee
  Yutan, NE
• 05/2017 → 07/2019
  Yutan Youth Baseball
  Yutan, NE
• 06/2017 → 07/2021
  Plattehaven Solutions Llc
  Yutan, NE
• 09/2017 → 12/2018
  Expanse Wealth Management (Dba)
  Omaha, NE
• 12/2018 → 07/2021
  John Dumke
  Omaha, NE
• 01/2018 → 07/2021
  Skyline Solutions, Llc
  Elkhorn, NE
• 08/2019 → 08/2020
  Wednesday Men'S Bowling League-Scorz Sports Center
  Ralston, NE
• 05/2015 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Omaha, NE
• 08/2019 → 08/2020
  Wednesday Mens Bowling League-Scorz Sports Center
  Ralston, NE
• 09/2020 → 07/2021
  4Sa
  Papillion, NE
• 07/2021 → Present
  Lpl Financial Llc
  Omaha, NE

Previous Registrations

• 2015-04-28 → 2021-07-21
  Waddell & Reed
  Omaha, NE
  Savage, MN
  Omaha, NE
  Nebraska City, NE
  Omaha, NE
• 2014-10-14 → 2015-04-01
  Plattehaven Investment Management, Llc
  Yutan, NE
• 2009-05-08 → 2014-10-14
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
• 2009-05-08 → 2014-10-14
  Td Ameritrade Investment Management, Llc
  Omaha, NE

Other Businesses

1) 08/23/2021 - Cornerstone Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 2) 08/23/2021 - Plattehaven Solutions, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 06/2017 3) 02/13/2025 - Various Insurance Brokers/Carriers - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:02/13/2025 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-29
• S63 Uniform Securities Agent State Law Examination
  2008-06-30

Other Names

• Doug Chad Cap