Robert Walter Shangraw

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-02-01
TX	RA	APPROVED	2018-02-01

PA RA
APPROVED

Since 2018-02-01
TX RA
APPROVED

Since 2018-02-01

Branch Locations

Irwin, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Bala Cynwyd	PA	01/2008	12/2017
Massmutual Life Insurance Co	Irwin	PA	07/2010	Present
Mml Investors Services, Llc	Irwin	PA	01/2018	Present

01/2008 → 12/2017

Mml Investors Services, Llc

Bala Cynwyd, PA
07/2010 → Present

Massmutual Life Insurance Co

Irwin, PA
01/2018 → Present

Mml Investors Services, Llc

Irwin, PA

Previous Registrations

2010-07-16 → 2017-12-22

Mml Investors Services, Llc

Radnor, PA

Other Businesses

NAME: ROB SHANGRAW INV REL: Y ADD: 2 BALA PLAZA, STE 901 BALA CYNWYD PA 19004 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH. POSITION: SALES, AGENT. START DATE: 1/1/2019 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-06-26
S63	Uniform Securities Agent State Law Examination	2008-04-04

S65 Uniform Investment Adviser Law Examination

2010-06-26
S63 Uniform Securities Agent State Law Examination

2008-04-04

Designations

Chartered Financial Consultant

View on SEC IAPD