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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-25 |
| CO | RA | APPROVED | 2021-02-25 |
| TX | RA | APPROVED | 2021-02-25 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
2950 E. Harmony Road Suite 250, Fort Collins, CO 80528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Fort Collins | CO | 03/2008 | 02/2021 |
| Raymond James Financial Services, Inc | Fort Collins | CO | 02/2021 | 05/2022 |
| Steward Partners Global Advisory, Llc | Fort Collins | CO | 02/2021 | Present |
| Steward Partners Investment Advisory, Llc | Fort Collins | CO | 02/2021 | Present |
| Steward Partners Investment Solutions, Llc | Ft. Collins | CO | 05/2022 | Present |
(1) Name of Business: Steward Partners Global Advisory Address: 2950 E. Harmony Rd. Suite 250, Fort Collins, CO, 80528, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: agent (2) Name of Business: Steward Partners Investment Advisory LLC Address: 2950 E. Harmony Rd. Suite 250, Fort Collins, CO, 80528, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 02/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-21 |
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