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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-02-05 |
| TX | RA | APPROVED | 2018-04-04 |
| CA | RA | APPROVED | 2018-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Menlo Park | CA | 05/2010 | 12/2016 |
| Jpmorgan Chase Bank Na | San Francisco | CA | 12/2016 | 03/2018 |
| Jpmorgan Securities Llc | San Francisco | CA | 12/2016 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-19 |
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