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1801 Dove Street, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-03-13 |
| IN | RA | APPROVED | 2023-03-12 |
| TX | RA | APPROVED | 2023-03-12 |
| MD | RA | APPROVED | 2023-01-25 |
| MI | RA | APPROVED | 2023-01-25 |
| WI | RA | APPROVED | 2023-01-25 |
| AZ | RA | APPROVED | 2021-06-02 |
| NV | RA | APPROVED | 2021-05-25 |
| NM | RA | APPROVED | 2021-05-19 |
| CA | RA | APPROVED | 2021-05-18 |
| CO | RA | APPROVED | 2021-05-17 |
| HI | RA | APPROVED | 2021-05-17 |
| ID | RA | APPROVED | 2021-05-17 |
| IL | RA | APPROVED | 2021-05-17 |
| IA | RA | APPROVED | 2021-05-17 |
| MN | RA | APPROVED | 2021-05-17 |
| MO | RA | APPROVED | 2021-05-17 |
| NY | RA | APPROVED | 2021-05-17 |
| NC | RA | APPROVED | 2021-05-17 |
| VA | RA | APPROVED | 2021-05-17 |
| WA | RA | APPROVED | 2021-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Laguna Beach | CA | 10/2017 | 09/2020 |
| Unemployed | Lake Forest | CA | 07/2017 | 09/2017 |
| Ny&A, Llc Dba Align Wealth Advisors | Laguna Hills | CA | 10/2017 | 05/2021 |
| Securities America, Inc. | Laguna Hills | CA | 09/2020 | 05/2021 |
| Compak Securities Inc. | Newport Beach | CA | 05/2021 | Present |
| Compak Asset Management | Newport Beach | CA | 05/2021 | Present |
| Compak Securities, Inc. | Newport Beach | CA | 06/2010 | 07/2017 |
| Compak Asset Management | Newport Beach | CA | 01/2013 | 07/2017 |
Compak Asset Management POSITION: Certified Financial Planner NATURE: Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 START DATE: 5/10/2021 ADDRESS: 1801 Dove Street, Newport Beach CA 92660 DESCRIPTION: Financial Planner, Life Insurance Agent, and and registered as an Investment Advisor Representative with affiliated Investment Advisor.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-08-09 |
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