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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-08
  • NJ RA
    APPROVED
    Since 2026-01-08

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 01/2008 01/2026
Ubs Financial Services Inc. Weehawken NJ 01/2010 01/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 01/2026 Present
Bank Of America N.A. Florham Park NJ 01/2026 Present
Previous Registrations
  • 2023-03-10 → 2026-01-15
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
Other Businesses

1. Saint James Roman Catholic Church, Basking Ridge NJ United States-07920, Religious organization, Charity, Saint James Parish, under the Diocese of Metuchen serves the people of God in the four counties of Middlesex, Somerset, Hunterdon, and Warren in New Jersey. The Church of Saint James offered faith based education as well as serving the community with Mass, sacraments, and parish ministries. I am volunteering as a member of the Saint James Council for Financial Affairs Council for a proposed three year term, Advisor or advisory group member if advice given may influence an officer/board, I will sit on an advisory board to the Monsignor of the Parish and the Bishop of the Diocese of Metuchan, NJ. My duties will include quarterly reviews of the expenses and revenues of the parish and vetting/RFPs for outside services of the parish. All final decisions are made by the Monsignor/Bishop. Audit services are provided by an outside firm. Saint James Council for Financial Affairs Council, start date-6/1/2022. I* 3470285, Entity Type, Name of OBA: Saint James Roman Catholic ChurchAddress: Basking RidgeNew Jersey07920 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/01/2024 No Hours: 2 monthly No Hours during trading: 0 Duties: I serve as a member of the Financial Advisory Council, working with the Monsignor, or head of our parish, advising him on financial matters, including planning, budgeting, and investment of the parish endowment. All decisions are made by the Monsignor under canon law, I, as a member of the council, do not have the authority to make an decisions. Parishes stand at the center of Roman Catholic religious life. Since the arrival of Catholicism in the region in the early eighteenth century, parishes have shaped Catholics¿ sense of communal identity by functioning as both the administrative unit of a diocese and the primary site of Catholic worship. Developing into expansive complexes that often included a rectory, school, convent, and church, parishes reflected a considerable commitment of spiritual and financial resources. Many Catholics understood the region¿s geography in terms of parish lines, and churches became among the most visible neighborhood landmarks. I*3475265, Entity Type Entity Charitable, Name of OBA: West Point Island Civic Association Address: Lavallette New Jersey 08735 Investment Related: No Position, Title, Association: Officer Employee Start Date: 02/01/2026No Hours: 8 monthly No Hours during trading: 0 Duties: For 2026, I will serve as the president of the WPICA, responsible for the operation of the association, along with several other board members. I am responsible for ensuring our board members serve their responsibilities effectively. My additional functions include recruiting new members, representing the interests of existing members, ensuring we have adequate insurance to cover our three properties, ensuring taxed are paid, and properties maintained. The West Point Island Civic Association, INC (WPICA) is organized exclusively for charitable and education purposes. To advance through education and practice, the protection of the coastal environment, the promotion of increased civic awareness and participation, the improvement of social camaraderie, the promotion of education of young people by sponsoring scholarships and supporting parent teach organizations, to support volunteer emergency services of the community. the support for general interests of West Point Island community and their families, including the operation of a private beach, basketball court, boat slips, and dock owned by the WPICA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10
Other Names
  • Brian E Hess

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