Brian Joseph Ullmann

Current Employers

Employment History

• 01/2008 → Present
  Lpl Financial, Llc
  Fresno, CA
• 11/2016 → Present
  Ford Financial Group, Llc
  Fresno, CA
• 01/2023 → Present
  Perennial Financial Services
  Los Angeles, CA

Previous Registrations

• 2017-01-03 → 2023-05-12
  Ford Financial Group
  Fresno, CA

Other Businesses

1. 12/2/2008: Saint Agnes Men's Club - Not Investment Related - Community, Civic and Charitable Board - Time Spent 3% - Member of the Saint Agnes Men's Club. The Saint Agnes Men's Club is a dynamic group of philanthropic men, whose fund-raising activities benefit the Medical Center and its special programs, including the Holy Cross Center for Women and needy families. 2. 3/19/2014: Ullmann Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - For accounting purposes only. 3. 2/16/2023 - Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01/26/2023 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 06/15/2023 - Ford Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/26/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading 5. 07/18/2023 - Ford Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 01/26/2023 - 120 Hours Per Month/ 120 Hours During Trading - Time Spent 80% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-08

Designations