Janise Margot Brooks

Current Employers

Employment History

• 03/2008 → Present
  Lpl Financial, Llc
  San Antonio, TX
• 02/2014 → Present
  Pax Financial Group, Llc
  San Antonio, TX
• 06/2014 → 12/2016
  360 Wealth Management, Llc
  San Antonio, TX

Previous Registrations

• 2010-08-20 → 2017-07-17
  Lpl Financial Llc
  San Antonio, TX

Other Businesses

1. 11/18/2010: No Business Name - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PAX FINANCIAL GROUP - INVESTMENT RELATED - SAN ANTONIO, TX. 2. 3/21/2013: No Business Name - REAL ESTATE RENTAL - REAL ESTATE RENTAL IN BOERNE, TX - INVESTMENT RELATED - TIME SPENT 1% - BOERNE, TX. 3. 7/12/2013: No Business Name - REAL ESTATE RENTAL - I PURCHASED A HOME THAT IS GETTING SET UP TO BE RENTED OUT. - INVESTMENT RELATED - BOERNE, TX. 4. 7/13/2015: PAX INSURANCE SERVICES - INSURANCE AGENCY - INVESTMENT RELATED - 270 N. Loop 1604 E., Ste. 200, San Antonio, TX 78232 - STARTED 06/05/2015 - INSURANCE AGENCY OWNER - LIFE, HEALTH, DISABILITY, LTC - 20 HOURS PER MONTH /20 DURING SECURITIES TRADING 5. 07/18/2016: PAX Financial Group, LLC - Registered Investment Advisor Hybrid - DBA: (hybrid) PAX Financial Group, LLC - INV REL - 270 N Loop 1604 E, Ste. 200, San Antonio, TX 78232 - Start 07/08/2016 - Administrative- We do not charge an hourly fee at this time. We solely are paid by either commissions or a % based on assets under management. Our RIA is also our DBA for our LPL business. - 172 Hr/Mo; 6 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-08-19
• S63 Uniform Securities Agent State Law Examination
  2008-06-02