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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-07-02 |
Branch Locations
459 S Rand Road, Lake Zurich, IL 60047 • United States
472 West Liberty Street, Wauconda, IL 60084 • United States
525 Newport Ct., Island Lake, IL 60042 • United States
3196 W Il Route 60, Mundelein, IL 60060 • United States
450 S Randall Road, Algonquin, IL 60102 • United States
2121 North Richmond Road, Mchenry, IL 60050 • United States
750 Northwest Highway, Cary, IL 60013 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Deerfield | IL | 04/2015 | 01/2018 |
| New York Life Insurance Company | Deerfield | IL | 11/2014 | 01/2018 |
| Fifth Third Bank | Mchenry | IL | 01/2018 | Present |
| Fifth Third Securities | Mchenry | IL | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-08 |
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