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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stevens & Associates Llc | West Chester | OH | 11/2015 | 04/2024 |
| Stevens Investment Group Inc | West Chester | OH | 05/2024 | Present |
| Lpl Financial | West Chester | OH | 05/2024 | Present |
1.01/2026-Stevens Investment Group, Inc.- DBA for LPL Business (entity for LPL business)-Inv Related-160 Hours per month-160 Hours during trading- At reported business location (s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-04 |
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