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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-12-02 |
Branch Locations
1265 Corona Pointe Ct Ste 110, Corona, CA 92879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2008 | Present |
| Northwestern Mutual Investment Services, Llc. | Corona | CA | 02/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, EFL-FS, INC, 1751 MOSS CREEK CIR, CORONA, , CALIFORNIA, 92882, UNITED STATES OF AMERICA, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 5/31/2012, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, CREATED FOR OUTSIDE INSURANCE SALES, INVESTMENT INCOME FROM WMC COMP AND TAX PURPOSES 3. 100% OWNER, EDWARD LEE INSURANCE AGENCY, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 12/9/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-25 |
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