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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| IL | RA | APPROVED | 2022-11-18 |
| MO | RA | APPROVED | 2022-11-16 |
Branch Locations
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
7676 Forsyth Blvd, Clayton, MO 63105 • United States
Eureka, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 02/2010 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 10/2022 | Present |
I*4718268 Entity Type: Entity Charitable Name of OBA: Missouri Ice Hockey Officials Association Address: St. Louis, Missouri, 63126 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 08/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: The official referee scheduling body for all games under the Jurisdiction of Missouri Hockey. Promoting the sport of amateur ice hockey through the development of on ice officials. Act as referee for youth hockey games
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-23 |
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