Cathleen Louise Beatrice

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 01/2017
  Raymond James Financial Services, Inc.
  Hermitage, PA
• 05/2015 → 01/2017
  Raymond James Financial Services Advisors Inc.
  Hermitage, PA
• 05/2015 → 01/2017
  Ristvey Investment Group
  Hermitage, PA
• 09/2016 → 10/2021
  Cathleen Beatrice
  Hermitage, PA
• 01/2017 → Present
  Infinex Investments, Inc.
  Meriden, CT
• 01/2017 → Present
  Mercer County State Bank
  Sandy Lake, PA

Previous Registrations

• 2015-05-28 → 2017-01-13
  Raymond James Financial Services Advisors, Inc
  Hermitage, PA
• 2014-11-26 → 2015-06-16
  The Huntington Investment Company
  Hermitage, PA
  Warren, OH

Other Businesses

1.) Mercer County State Bank. Banking. Yes, investment related. AVP Branch Banking. Started Jan 2017. Approx 160 hours per month. All during trading hours. Manage others and branch.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-25
• S63 Uniform Securities Agent State Law Examination
  2013-08-13

Other Names

• Cathleen Louise Sackett