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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-18
  • TX RA
    APPROVED
    Since 2022-02-18

Branch Locations

200 Crescent Court Suite 550, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Dallas TX 09/2013 10/2016
Jp Morgan Chase Bank Na Katy TX 10/2016 02/2022
Jp Morgan Securities Llc Katy TX 10/2016 02/2022
Raymond James And Associates, Inc. Dallas TX 02/2022 Present
  • 09/2013 → 10/2016
    Jpmorgan Securities Llc
    Dallas, TX
  • 10/2016 → 02/2022
    Jp Morgan Chase Bank Na
    Katy, TX
  • 10/2016 → 02/2022
    Katy, TX
  • 02/2022 → Present
    Raymond James And Associates, Inc.
    Dallas, TX
Previous Registrations
  • 2013-10-29 → 2022-02-19
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Desoto, TX
    Lancaster, TX
    Midlothian, TX
    Houston, TX
    Rosenberg, TX
    Houston, TX
    Dallas, TX
    Dallas, TX
    Desoto, TX
    Dallas, TX
    Midlothian, TX
    Dallas, TX
    Dallas, TX
    Sugar Land, TX
    Katy, TX
    Grand Prairie, TX
    Katy, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-28
S63 Uniform Securities Agent State Law Examination 2008-02-15
  • S66 Uniform Combined State Law Examination
    2013-10-28
  • S63 Uniform Securities Agent State Law Examination
    2008-02-15
Other Names
  • Juan Munoz

View on SEC IAPD

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