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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tempe | AZ | 01/2008 | Present |
(1) 5/21/2013: DBA ONLY - GRAYSTONE PARTNERS, WEALTH MANAGEMENT - TEMPE, AZ. (2) 10/14/2013 - AYON DETAIL SHOP - Outside/W-2 Employment- NOT INV RELATED- AT REPORTED BUSINESS LOCATION(S)- I DO ADMINISTRATION AND INVOICES FOR AYON DETAIL SHOP. I PREPARE INVOICES FOR THE CLIENTS AND ASSIST PREPARATION OF PAYROLL FOR EMPLOYEES. I ALSO DO ADMINISTRATIVE TASKS FOR OWNER, PHONE CALLS, LETTERS, BILLS. - 10% OF TIME SPENT. (3) 6/7/2016: NEA Valuebuilder - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/26/2016 - 12 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-10-02 |
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