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Evelyn Contreras

LPl Financial LLC

Mesa, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-02
  • TX RA
    APPROVED_RES
    Since 2020-10-02

Branch Locations

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tempe AZ 01/2008 Present
Other Businesses

(1) 5/21/2013: DBA ONLY - GRAYSTONE PARTNERS, WEALTH MANAGEMENT - TEMPE, AZ. (2) 10/14/2013 - AYON DETAIL SHOP - Outside/W-2 Employment- NOT INV RELATED- AT REPORTED BUSINESS LOCATION(S)- I DO ADMINISTRATION AND INVOICES FOR AYON DETAIL SHOP. I PREPARE INVOICES FOR THE CLIENTS AND ASSIST PREPARATION OF PAYROLL FOR EMPLOYEES. I ALSO DO ADMINISTRATIVE TASKS FOR OWNER, PHONE CALLS, LETTERS, BILLS. - 10% OF TIME SPENT. (3) 6/7/2016: NEA Valuebuilder - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/26/2016 - 12 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-10-02
  • S63 Uniform Securities Agent State Law Examination
    2012-10-02
Other Names
  • Evelyn Ayon

View on SEC IAPD

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