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Columbia Management Investment Advisers, LLC CRD 108257
$502B regulatory AUM 142 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-02-06 |
| NY | RA | APPROVED | 2025-02-02 |
| MA | RA | APPROVED | 2025-01-31 |
| MD | RA | APPROVED | 2025-01-29 |
| DE | RA | APPROVED | 2025-01-27 |
| RI | RA | APPROVED | 2025-01-27 |
| CT | RA | APPROVED | 2025-01-23 |
| ME | RA | APPROVED | 2025-01-22 |
| PA | RA | APPROVED | 2025-01-22 |
| NJ | RA | APPROVED | 2025-01-21 |
| VT | RA | APPROVED | 2025-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Smithfield | RI | 01/2006 | 10/2020 |
| Columbia Management Investment Distributors, Inc. | Minneapolis | MN | 11/2024 | Present |
| Ethic Inc. | New York | NY | 11/2020 | 10/2023 |
| Unemployed | Jamestown | RI | 10/2023 | 11/2024 |
| Columbia Management Investment Advisers, Llc | Minneapolis | MN | 01/2025 | Present |
Name of Activity: J4 LLC; Date Activity Started/Modified/Ended: 2/2/2026; Type of Activity: Field is Blank!; Role/Relationship: Owner/ Proprietor; Responsibilities: Responsible for daily operations; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-23 |
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