Stephen Robert Marotto

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 04/2017
  First Republic Wealth Advisors
  San Francisco, CA
• 01/2013 → 04/2017
  First Republic Securities Company, Llc
  San Francisco, CA
• 04/2017 → 04/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 04/2017 → 04/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 04/2023 → Present
  Morgan Stanley Smith Barney Llc
  San Francisco, CA
• 06/2023 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2014-02-13 → 2023-05-19
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA
  Larkspur, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-01-24

Designations

• Chartered Financial Analyst

Other Names

• Stephen Marotto
• Stephen R Marotto
• Steve Marotto