Shishir Shastry

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 07/2017
  Pruco Securities Llc
  City Of Industry, CA
• 08/2015 → 07/2017
  The Prudential Insurance Company Of America
  City Of Industry, CA
• 05/2019 → 10/2020
  Massmutual Life Insurance Company
  Irvine, CA
• 06/2019 → 10/2020
  Mml Investors Services, Llc
  Irvine, CA
• 07/2017 → 11/2017
  Unemployed
  Chino, CA
• 11/2017 → 07/2018
  Global Imaging/ Socal Office Technologies
  Ontario, CA
• 07/2018 → 10/2018
  Unemployed
  Chino, CA
• 10/2018 → 07/2019
  Office1
  Riverside, CA
• 04/2019 → 04/2023
  1St Platinum Realty & Gw Golden
  Costa Mesa, CA
• 09/2022 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 09/2022 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 09/2022 → Present
  Strategic Fortune Wealth Management-Insurance Securities And Fin
  Covina, CA
• 05/2020 → 01/2026
  Buzzrx
  Ft Lauderdale, FL
• 12/2021 → 07/2022
  Cano Health
  Miami, FL
• 08/2023 → Present
  Cetera Wealth Services, Llc
  West Covina, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2023 → 01/2026
  City First Mortgage Services, Llc
  Bountiful, UT
• 05/2023 → Present
  Keller Williams Anaheim Hills Yorba Linda
  Yorba Linda, CA

Previous Registrations

• 2022-09-12 → 2023-08-10
  Securian Financial Services, Inc.
  West Covina, CA
  St. Paul, MN
• 2019-06-26 → 2020-10-05
  Mml Investors Services, Llc
  Irvine, CA
• 2017-01-25 → 2017-07-12
  Pruco Securities, Llc.
  Irvine, CA
  City Of Industry, CA

Other Businesses

1) NAME OF OTHER BUSINESS: STRATEGIC FORTUNE WEALTH MANAGEMENT-INSURANCE SECURITIES AND FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE & SERVICE OF FIXED INSURANCE; 2) NAME OF OTHER BUSINESS: KELLER WILLIAMS ANAHEIM HILLS YORBA LINDA;; INVESTMENT RELATED: NO; ADDRESS: 19631 YORBA LINDA BLVD SUITE A YORBA LINDA, CA 92886; NATURE OF BUSINESS: REAL ESTATE; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: PART TIME REAL ESTATE AGENT; 3) NAME OF OTHER BUSINESS: BEARSTAR INSURANCE; INVESTMENT RELATED: NO; ADDRESS: 2151 MICHELSON DR. STE. 150 IRVINE, CA 92612; NATURE OF BUSINESS: INSURANCE SALES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROPERTY AND CASUALTY INSURANCE SALES; 4) NAME OF OTHER BUSINESS: SECURE LENDING INC.; INVESTMENT RELATED: NO; ADDRESS: 707 BROOKPARK ROAD, SUITE 201, CLEVELAND, OH 44109; NATURE OF BUSINESS: MORTGAGE LOANS; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: LOAN ORIGINATOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ORIGINATE PURCHASE/REFINANCE MORTGAGE LOANS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-11
• S63 Uniform Securities Agent State Law Examination
  2015-11-10

Other Names

• Shawn Shastry