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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-28 |
| NC | RA | APPROVED | 2022-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services | Atlanta | GA | 03/2015 | 10/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 10/2017 |
| Wells Fargo Clearing Services, Llc. | Charlotte | NC | 10/2017 | 03/2022 |
| Wells Fargo Bank Na | Charlotte | NC | 10/2017 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 03/2022 | Present |
| Bank Of America, N.A. | Charlotte | NC | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-05 |
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