Curtis Bernard Wiley

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 06/2017
  Bb&T Bank
  Houston, TX
• 10/2015 → 06/2017
  Bb&T Investment Services, Inc.
  Houston, TX
• 08/2017 → 12/2018
  Allstate Financial
  Cypress, TX
• 12/2018 → 07/2023
  Amegy Bank/Zion Bank
  Houston, TX
• 01/2019 → 08/2022
  Lpl Financial Llc
  Houston, TX
• 06/2024 → Present
  Cwm, Llc
  Omaha, NE
• 06/2024 → Present
  Wealth Standard Financial
  Houston, TX
• 07/2023 → 06/2024
  N/A
  Houston, TX

Previous Registrations

• 2019-01-23 → 2022-08-08
  Lpl Financial Llc
  Houston, TX
• 2017-08-11 → 2018-12-31
  Allstate Financial Advisors, Llc
  The Woodlands, TX
  Spring, TX
  Cypress, TX
• 2015-10-23 → 2017-06-09
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Houston, TX
  Houston, TX
• 2015-06-17 → 2015-09-25
  Wells Fargo Clearing Services, Llc
  Houston, TX
  Houston, TX

Other Businesses

NAME OF BUSINESS: Living Word Fellowship Church NATURE: Musician START: 5/30/2001 POSITION: Guitarist APPX. HRS/MONTH: 36 APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Play guitar for worship

Exams

• S66 Uniform Combined State Law Examination
  2015-06-17
• S63 Uniform Securities Agent State Law Examination
  1998-10-23