Richard Alan Galgano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 06/2024
  Securities America, Inc
  Franklin Lakes, NJ
• 04/2010 → 06/2024
  Securities America Advisors
  Franklin Lakes, NJ
• 06/2024 → 11/2024
  Osaic Wealth, Inc.
  Franklin Lakes, NJ
• 11/2024 → Present
  Lpl Financial
  Franklin Lakes, NJ

Previous Registrations

• 2024-06-14 → 2024-11-13
  Osaic Wealth, Inc.
  Franklin Lakes, NJ
• 2010-04-15 → 2024-06-14
  Securities America Advisors, Inc.
  Kinnelon, NJ
  New Milford, NJ
  Hackensack, NJ
  Wayne, NJ
  Franklin Lakes, NJ

Other Businesses

1) 11/2024 - Prestige Wealth Group LLC / DBA for LPL Business (entity for LPL business) / Inv. Related / Franklin Lakes. NJ 07481 / Start date 06/15/2008 - 2) 11/2024 - Richard Galgano / Non-Variable Insurance / Inv. Related / Franklin Lakes. NJ 07481 / Start date 06/15/2008 - 1 Hrs per month - 2 % Time Spent 3) 11/2024 - G2 Financial LLC / Business Entity For Tax/Investment Purposes Only / Non Inv. / Franklin Lakes NJ 07417 / Start date 03/01/2023 -

Exams

• S66 Uniform Combined State Law Examination
  2008-05-09