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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ss&G Wealth Management Llc | Akron | OH | 12/2005 | 07/2018 |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Springside Partners Llc | Akron | OH | 04/2016 | 10/2018 |
| Prosperity Advisors, Llc & Dba - Ss&G Wealth Management | Akron | OH | 07/2018 | 01/2022 |
| Vita Advisors, Llc | Fairlawn | OH | 11/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) C.A.M.P. - CAST APPRENTICESHIP MENTORSHIP PROGRAM, NOT INVESTMENT RELATED, 4450 BELDEN VILLAGE STREET, SUITE 206, CANTON, OH 44718, NON-PROFIT YOUTH MENTORING THROUGH YOUNG PROFESSIONALS NETWORK, START APRIL 2013, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, OPERATING COMMITTEE MEMBER. (2) GOODWILL INDUSTRIES, NOT INVESTMENT RELATED, 570 E WATERLOO RD, AKRON, OH 44319, NON-PROFIT, START 3/2015, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, BOARD OF DIRECTOR. (3)NAME OF OTHER BUSINESS: THE GREATER AKRON CHAMBER INVESTMENT RELATED: NO ADDRESS: 1 CASCADE PLAZA, 17TH FL AKRON OH 44308 NATURE OF BUSINESS: NETWORKING GROUP START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: MEMBER BRIEF DESCRIPTION OF DUTIES: ATTEND VARIOUS EVENTS HOSTED BY GROUP (4)NAME OF OTHER BUSINESS: VITA ADVISORS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REFISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 11/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; (5) NAME OF OTHER BUSINESS: UNIVERSITY OF AKRON, DEPARTMENT OF ECONOMICS; INVESTMENT RELATED: NO; ADDRESS: 259 S BROADWAY ST, AKRON, OH 44325; NATURE OF BUSINESS: BOARD; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: <1; APX NUMBER OF HOURS DURING TRADING HOURS: <1; DUTIES: ASSIST IN STRENGTHENING THE STUDY OF ECONOMICS AS A PREFERRED COLLEGE MAJOR BY PROVIDING ADVICE, GUIDANCE, ADVOCACY, COLLABORATION, & RESOURCES TO THE DEPARTMENT OF ECONOMICS. TO BE STRONG ADVOCATES FOR STUDENTS' EDUCATION & ADVANCEMENT, CONTINUAL CURRICULUM IMPROVEMENT & THE DEPARTMENT OF ECONOMICS; (6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: FIXED ANNUITIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-10 |
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