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Phatsada Sengsourinha

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Canton, OH

Huntersville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-26
TX RA APPROVED_RES 2017-06-19
OH RA APPROVED 2017-06-12
  • NC RA
    APPROVED
    Since 2024-06-26
  • TX RA
    APPROVED_RES
    Since 2017-06-19
  • OH RA
    APPROVED
    Since 2017-06-12

Branch Locations

4300 Munson St Nw, Canton, OH 44718 • United States

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canton OH 06/2017 Present
Unemployed Canton OH 03/2016 06/2017
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-20
S63 Uniform Securities Agent State Law Examination 2008-04-25
  • S65 Uniform Investment Adviser Law Examination
    2014-11-20
  • S63 Uniform Securities Agent State Law Examination
    2008-04-25
Other Names
  • Phatsada S Phok
  • Pat Sengsourinha
  • Pat Sengsourinha
  • Phatsada Sengsourinha Phok
  • Pat Phatsada Sengsourinha

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CANTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CANTON, OH
BEESE FULMER PRIVATE WEALTH MANAGEMENT · CANTON, OH
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