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Robert J Fudella

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-11
NC RA APPROVED 2012-08-10
  • TX RA
    APPROVED_RES
    Since 2016-07-11
  • NC RA
    APPROVED
    Since 2012-08-10

Branch Locations

1325 Military Cutoff Rd, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 07/2012 Present
Bank Of America, N.A. Wilmington NC 01/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-07
S63 Uniform Securities Agent State Law Examination 2008-02-22
  • S65 Uniform Investment Adviser Law Examination
    2008-03-07
  • S63 Uniform Securities Agent State Law Examination
    2008-02-22
Other Names
  • Robert Fudella
  • Robert James Fudella
  • Robert James Fudella

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
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WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
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