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Nicholas Burns Hanley

Osaic Wealth, Inc.

Livingston, NJ

CRD 5472553

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-11-02
  • NJ RA
    APPROVED
    Since 2018-11-02

Branch Locations

290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Livingston NJ 12/2011 11/2018
Royal Alliance Associates, Inc. Livingston NJ 11/2018 Present
  • 12/2011 → 11/2018
    Jhfn Sii
    Livingston, NJ
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Livingston, NJ
Previous Registrations
  • 2016-01-14 → 2018-11-02
    Signator Investors, Inc.
    Livingston, NJ
Other Businesses

ACORN FINANCIAL SERVICES POSITION: Director of Compliance NATURE: Sole Proprietorship/Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 01/02/2012 ADDRESS: 290 W MOUNT PLEASANT AVE, Suite 2300, LIVINGSTON NJ 07039-2761, United States DESCRIPTION: Supervision and Compliance for a group of approximately 70 financial advisors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-21
  • S66 Uniform Combined State Law Examination
    2015-12-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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