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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Livingston | NJ | 12/2011 | 11/2018 |
| Royal Alliance Associates, Inc. | Livingston | NJ | 11/2018 | Present |
ACORN FINANCIAL SERVICES POSITION: Director of Compliance NATURE: Sole Proprietorship/Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 01/02/2012 ADDRESS: 290 W MOUNT PLEASANT AVE, Suite 2300, LIVINGSTON NJ 07039-2761, United States DESCRIPTION: Supervision and Compliance for a group of approximately 70 financial advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-21 |
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