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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-11
  • TX RA
    APPROVED
    Since 2018-09-11

Branch Locations

10001 Reunion Pl Ste 422, San Antonio, TX 78216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc. San Antonio TX 03/2016 08/2018
Ameriprise Financial Services, Inc. San Antonio TX 08/2018 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
  • 03/2016 → 08/2018
    Investment Professionals Inc.
    San Antonio, TX
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    San Antonio, TX
  • 03/2020 → Present
    San Antonio, TX
Previous Registrations
  • 2016-05-11 → 2018-09-11
    Investment Professionals, Inc.
    San Antonio, TX
  • 2015-04-14 → 2016-03-21
    San Antonio, TX
    Ann Arbor, MI
  • 2009-11-25 → 2013-08-02
    Wfg Advisors, Lp
    San Antonio, TX
  • 2009-01-02 → 2009-07-06
    Usaa Financial Planning Services
    San Antonio, TX
  • 2008-08-06 → 2008-12-31
    San Antonio, TX
Other Businesses

Name of Activity: J EDMONDS MARKETING LLC; Date Activity Started/Modified/Ended: 06/01/2025; Address:10515 Lupine Canyon Helotes, TX 78023; Type of Activity: Small business; Role/Relationship: Owner/ Proprietor; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-11
  • S66 Uniform Combined State Law Examination
    2008-06-11

View on SEC IAPD

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