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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-06-02 |
| TX | RA | APPROVED_RES | 2023-05-15 |
Branch Locations
8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States
Bargersville, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Indianapolis | IN | 02/2013 | 05/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2023 |
| Rbc Capital Markets, Llc | Indianapolis | IN | 05/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 05/2023 |
| City National Bank | Indianapolis | IN | 06/2023 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-12 |
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