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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
228 Washington St Ste 108, Kerrville, TX 78028 • United States
Mountain Home, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Kerrville | TX | 08/2013 | 11/2017 |
| Lpl Financial Llc | Kerrville | TX | 11/2017 | Present |
1. 11/26/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Acting Agent - Start Date: 02/20/2018 - 3 Hours Per Month/0 Hours During Securities Trading. 2. 3/25/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 02/20/2018 - 3 Hours Per Month/0 Hours During Securities Trading. 3. 2/20/2020 - FMO & Insurance Company / ICAG Ins Agency - Investment Related - At Reported Business Location(s) - Acting Agent - Non-Variable Insurance - Start Date: 03/21/2019 - 4 Hours Per Month/3 Hours During Securities Trading. 4. 5/27/2020 - Garrett and Rich Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2020 - 173 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-05 |
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