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Brian J Clemente

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guilford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-16
CT RA APPROVED 2009-01-28
  • TX RA
    APPROVED
    Since 2009-06-16
  • CT RA
    APPROVED
    Since 2009-01-28

Branch Locations

350 Goose Ln Ste 303-C, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 12/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-26
  • S66 Uniform Combined State Law Examination
    2009-01-26
Other Names
  • Brian James Clemente

View on SEC IAPD

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OSAIC WEALTH, INC. · Guilford, CT
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