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CRD 5471594
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-28 |
| NC | RA | APPROVED | 2019-01-07 |
| FL | RA | APPROVED | 2017-11-16 |
Branch Locations
2601 Sw High Meadow Ave, Palm City, FL 34990 • United States
815 Colorado Ave, Stuart, FL 34994 • United States
2000 Lantana Rd, Lantana, FL 33462 • United States
3717 W Boynton Beach Blvd, Boynton Beach, FL 33436 • United States
3200 Us Hwy 1, Stuart, FL 34997 • United States
5755 Se Us Hwy 1, Stuart, FL 34997 • United States
11711 Se Us Hwy 1, Hobe Sound, FL 33455 • United States
585 W Indiantown Rd, Jupiter, FL 33458 • United States
3001 Pga Blvd, Palm Beach Gardens, FL 33410 • United States
8101 Okeechobee Blvd, West Palm Beach, FL 33411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 07/2011 | 11/2017 |
| Seacoast National Bank | Stuart | FL | 07/2011 | Present |
| Lpl Financial Llc | Palm City | FL | 11/2017 | Present |
1)11/15/17-Seacoast Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s)- 100% 2)11/15/17- Capitas Financial- Non-Variable Insurance- Inv. Related - at reported business location(s)- 10%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-06 |
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