William Cooper Smith

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 01/2021
  Edward Jones
  St Louis, MO
• 02/2021 → Present
  Ameriprise Financial Services Llc
  Jonesboro, AR

Previous Registrations

• 2008-04-15 → 2021-02-03
  Edward Jones
  Wynne, AR
  Forrest City, AR
  St Louis, MO
  Wynne, AR

Other Businesses

Business Ownership; DD Land Company; owner, pay bills for entity; recreational property for personal use and possible rental income; 499 Resort Rd, , Holly Grove, AR, 72069; Not Investment-Related; 06/13/2018; 1 to 9 hours per month; 0 during trading hours / Garilla Outfitters; My family and I have developed a logo to sell retail products such as hats, shirts, stickers, etc. this business will be operated online. My children are the employees and they will do most of the work. Since all three are under 18, I will be owner of the business.; Retail sales such as shirts, hats, stickers, and other recreational products.; 31 Southridge, , Wynne, AR, 72396; Not Investment-Related; 12/27/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Wynne Presbyterian Session; Elder; 1735 E Poplar, , Wynne, AR, 72396; Not Investment-Related; 02/12/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-11

Other Names

• Dub Smith
• William Smith
• William Cooper Smith
• William Cooper Smith
• William Cooper Smith