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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-01
AR RA APPROVED 2021-02-16
  • TX RA
    APPROVED_RES
    Since 2024-11-01
  • AR RA
    APPROVED
    Since 2021-02-16

Branch Locations

2405 Highway 1 Ste A, Wynne, AR 72396 • United States

2520 Alexander Dr Ste B, Jonesboro, AR 72401 • United States

Wynne, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2008 01/2021
Ameriprise Financial Services Llc Jonesboro AR 02/2021 Present
Previous Registrations
  • 2008-04-15 → 2021-02-03
    Wynne, AR
    Forrest City, AR
    St Louis, MO
    Wynne, AR
Other Businesses

Business Ownership; DD Land Company; owner, pay bills for entity; recreational property for personal use and possible rental income; 499 Resort Rd, , Holly Grove, AR, 72069; Not Investment-Related; 06/13/2018; 1 to 9 hours per month; 0 during trading hours / Garilla Outfitters; My family and I have developed a logo to sell retail products such as hats, shirts, stickers, etc. this business will be operated online. My children are the employees and they will do most of the work. Since all three are under 18, I will be owner of the business.; Retail sales such as shirts, hats, stickers, and other recreational products.; 31 Southridge, , Wynne, AR, 72396; Not Investment-Related; 12/27/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Wynne Presbyterian Session; Elder; 1735 E Poplar, , Wynne, AR, 72396; Not Investment-Related; 02/12/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-11
  • S66 Uniform Combined State Law Examination
    2008-04-11
Other Names
  • Dub Smith
  • William Smith
  • William Cooper Smith
  • William Cooper Smith
  • William Cooper Smith

View on SEC IAPD

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