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One Freedom Valley Drive, Oaks, PA 19456 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-03 |
| PA | RA | APPROVED | 2026-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group Inc. | Malvern | PA | 01/2008 | 10/2017 |
| The Princeton Review | Philadelphia | PA | 06/2012 | 12/2016 |
| Blackrock | Princeton | NJ | 10/2017 | 03/2022 |
| Blackrock Investments, Llc | Princeton | NJ | 10/2017 | 03/2022 |
| Lazard Asset Management Llc | New York | NY | 03/2022 | 07/2026 |
| Lazard Asset Management Securities Llc | New York | NY | 03/2022 | 07/2026 |
| Sei Investments Co. | Oaks | PA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-06 |
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