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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2018-10-02
TX RA APPROVED_RES 2014-03-05
AR RA APPROVED 2014-02-28
  • VI RA
    APPROVED
    Since 2018-10-02
  • TX RA
    APPROVED_RES
    Since 2014-03-05
  • AR RA
    APPROVED
    Since 2014-02-28

Branch Locations

110 N Main St, Beebe, AR 72012 • United States

1155 Pats Ln, Conway, AR 72032 • United States

2520 Alexander Dr Ste B, Jonesboro, AR 72401 • United States

Beebe, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Beebe AR 02/2014 03/2020
Ameriprise Financial Services, Llc Beebe AR 03/2020 Present
Previous Registrations
  • 2008-04-15 → 2014-03-05
    Searcy, AR
    Beebe, AR
    Beebe, AR
    St Louis, MO
Other Businesses

Real Estate Ownership; Lot/Land; 124 Red Rock Road, , Beebe, AR, 72012; Not Investment-Related; 07/17/2026. Independent Insurance Brokering; Protective Life; 02/28/2014; / Prudential Life; 02/28/2014; / Nationwide; 02/28/2014; . Board of Directors; Beebe Chamber of Commerce; Board Member; 321 N Elm StBeebe, Ar 72012, ,; ; 05/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-08
  • S66 Uniform Combined State Law Examination
    2008-04-08
Other Names
  • William Handly

View on SEC IAPD

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