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James Elliott

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

Rock Hill, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-07-23
NC RA APPROVED 2018-12-12
  • SC RA
    APPROVED
    Since 2025-07-23
  • NC RA
    APPROVED
    Since 2018-12-12

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

Rock Hill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 07/2015 01/2018
Bb&T Securities, Llc Charlotte NC 01/2018 05/2018
Wells Fargo Clearing Services, Llc Charlotte NC 11/2018 Present
Unemployed Rock Hill SC 05/2018 11/2018
Wells Fargo Advisors Financial Network Charlotte NC 04/2026 Present
  • 07/2015 → 01/2018
    Bbtis
    Charlotte, NC
  • 01/2018 → 05/2018
    Bb&T Securities, Llc
    Charlotte, NC
  • 11/2018 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 05/2018 → 11/2018
    Unemployed
    Rock Hill, SC
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-20
  • S66 Uniform Combined State Law Examination
    2008-03-20
Other Names
  • James Elliott
  • James Allen Elliott
  • James Allen Elliott
  • Allen Elliott
  • James Allen Elliott

View on SEC IAPD

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