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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-09
  • NC RA
    APPROVED
    Since 2026-08-09

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2008 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 04/2021 07/2026
Unemployed Apex NC 01/2019 04/2021
Raymond James & Associates, Inc. Apex NC 07/2026 Present
Raymond James Financial Services, Inc. Apex NC 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
  • S66 Uniform Combined State Law Examination
    2021-08-06
Other Names
  • Erin Barocca
  • Erin M Barocca
  • Erin Barocca Price

View on SEC IAPD

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