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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-19 |
| MI | RA | APPROVED | 2015-06-02 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2260 East Saginaw Street, Suite B, East Lansing, MI 48823 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | East Lansing | MI | 12/2007 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 05/2015 | Present |
(1) 06/06/2008: Michigan Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 06/06/2008: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 15% Time Spent - Sales of fixed life insurance and term insurance. (3) 01/05/2015: Great Lakes Aerial Photography - Other-Aerial Photography - Not Investment Related - 1004 e cass st. saint john's mi 48879 - Start 09/30/2014 - 8 Hr/Mo; 0 Hour(s) During Securities Trading - owner/operator. This business does not use any space with my securities business. I will be charging a flat fee for video production. (4) 12/29/2016: Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/27/2015 - 35 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 05, 2015. I expect to spend approximately 35 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL. (5) 12/29/2016: Michigan Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/27/2015 - 35 Hours Per Month During Securities Trading - I provide investment advisory services through Michigan Financial Group an independent investment advisor firm. I started this business activity in 05, 2015. I expect to spend approximately 35 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-27 |
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