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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-19
MI RA APPROVED 2015-06-02
  • TX RA
    APPROVED_RES
    Since 2024-07-19
  • MI RA
    APPROVED
    Since 2015-06-02

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2260 East Saginaw Street, Suite B, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc East Lansing MI 12/2007 Present
Private Advisor Group, Llc Morristown NJ 05/2015 Present
Other Businesses

(1) 06/06/2008: Michigan Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 06/06/2008: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 15% Time Spent - Sales of fixed life insurance and term insurance. (3) 01/05/2015: Great Lakes Aerial Photography - Other-Aerial Photography - Not Investment Related - 1004 e cass st. saint john's mi 48879 - Start 09/30/2014 - 8 Hr/Mo; 0 Hour(s) During Securities Trading - owner/operator. This business does not use any space with my securities business. I will be charging a flat fee for video production. (4) 12/29/2016: Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/27/2015 - 35 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 05, 2015. I expect to spend approximately 35 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL. (5) 12/29/2016: Michigan Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/27/2015 - 35 Hours Per Month During Securities Trading - I provide investment advisory services through Michigan Financial Group an independent investment advisor firm. I started this business activity in 05, 2015. I expect to spend approximately 35 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
S63 Uniform Securities Agent State Law Examination 2008-10-27
  • S66 Uniform Combined State Law Examination
    2011-05-06
  • S63 Uniform Securities Agent State Law Examination
    2008-10-27

View on SEC IAPD

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