Best Investors Account Sign in

Patrick Henry Cerrato

Allspring Funds Management, LLC

Rockville Centre, NY

New York, NY

CRD 5470477

Claim This Profile
Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-29
  • NY RA
    APPROVED
    Since 2024-11-29

Branch Locations

Rockville Centre, NY • United States

330 Madison Avenue 35Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Boston MA 01/2015 11/2024
Eaton Vance Management Boston MA 01/2015 11/2024
Allspring Funds Distributor, Llc New York NY 11/2024 Present
Allspring Funds Management, Llc New York NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-03
S63 Uniform Securities Agent State Law Examination 2008-02-23
  • S66 Uniform Combined State Law Examination
    2009-08-03
  • S63 Uniform Securities Agent State Law Examination
    2008-02-23
Other Names
  • Patrick Henry Cerrato
  • Patrick H Cerrato

View on SEC IAPD

More in Rockville Centre, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor