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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-15 |
Branch Locations
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
66 Hudson Boulevard, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Rochdale | New York | NY | 01/2015 | 12/2017 |
| Gilder Gagnon Howe | New York | NY | 12/2017 | 07/2022 |
| Mml Investors Services, Llc | New York | NY | 10/2022 | 02/2024 |
| Massmutual Life Insurance Company | New York | NY | 10/2022 | 02/2024 |
| Unemployed | Massapequa | NY | 07/2022 | 09/2022 |
| Lenox Advisors | New York | NY | 09/2022 | 02/2024 |
| Hsbc Bank Usa National Association | New York | NY | 03/2024 | 06/2026 |
| Hsbc Securities (Usa) Inc. | New York | NY | 03/2024 | Present |
| Hsbc Technology & Services Usa | New York | NY | 06/2026 | Present |
The name of the other business - Seton Hall University's Transformative Leadership Certificate Program Whether the business is investment-related - Not Business or Investment Related The address of the other business - Stillman School of Business Seton Hall University, 400 South Orange Ave, South Orange, NJ 07079 The nature of the other business - To provide guidance on a Certificate Program Your Position - Advisory Board Member Title - Advisory Board Member Relationship with the other business - I was asked to join the Advisory Board after working on a similar Pace University The start date of your relationship - Feb 2022 The approximate number of hours/month you devote to the other business - approx. 3-4 hours annually. The number of hours you devote to the other business during securities trading hours - None Briefly describe your duties relating to the other business - Advisory Board Member, meetings are held bi-annually to discuss the program and any changes to be made in the course and discuss trends in leadership.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-12 |
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