Craig P Scherzer

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → 12/2024
  Private Client Services
  Overland Park, KS

Previous Registrations

• 2008-03-28 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS

Other Businesses

1) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT RELATED, 6201 COLLEGE BLVD - SUITE #150, OVERLAND PARK KS 66211, FIXED INSURANCE PRODUCTS, INSURANCE AGENT, 10 HRS / MONTH, 10 HOURS /MONTH DURING TRADING, SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOs) 2) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-20