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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-08-08
  • WI RA
    APPROVED
    Since 2016-08-08

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2016 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/2016 Present
Previous Registrations
Other Businesses

1. ASSISTANT FINANCIAL SECRETARY, WAUKESHA CITY CHURCH, 264 W MAIN ST, WAUKESHA, , WISCONSIN, 53186, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/20/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSISTANT FINANCIAL SECRETARY. I SERVE AS THE BACK-UP TO THE FINANCIAL SECRETARY. VERIFY, RECORD & DEPOSIT WEEKLY GIVING AMOUNT (CASH, CHECK & PAYPAL). 2. ELDER/PASTOR, WAUKESHA CITY CHURCH, 264 WEST MAIN STREET, WAUKESHA, , WISCONSIN, 53186, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/13/2018, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEADING GROUP STUDY, PREACHING, TEACHING, COUNSELING, ADMINISTRATIVE AND FINANCIAL DECISIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-21
S63 Uniform Securities Agent State Law Examination 2008-04-02
  • S65 Uniform Investment Adviser Law Examination
    2014-02-21
  • S63 Uniform Securities Agent State Law Examination
    2008-04-02
Other Names
  • David Emery Mulder

View on SEC IAPD

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