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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2016 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/2016 | Present |
1. ASSISTANT FINANCIAL SECRETARY, WAUKESHA CITY CHURCH, 264 W MAIN ST, WAUKESHA, , WISCONSIN, 53186, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/20/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSISTANT FINANCIAL SECRETARY. I SERVE AS THE BACK-UP TO THE FINANCIAL SECRETARY. VERIFY, RECORD & DEPOSIT WEEKLY GIVING AMOUNT (CASH, CHECK & PAYPAL). 2. ELDER/PASTOR, WAUKESHA CITY CHURCH, 264 WEST MAIN STREET, WAUKESHA, , WISCONSIN, 53186, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/13/2018, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEADING GROUP STUDY, PREACHING, TEACHING, COUNSELING, ADMINISTRATIVE AND FINANCIAL DECISIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-02 |
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