Barry Kaiman

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 05/2025
  Fidelity Investments
  Boston, MA
• 01/2011 → 12/2016
  Vanguard
  Scottsdale, AZ
• 12/2016 → 09/2017
  Unemployed
  Scottsdale, AZ
• 06/2025 → Present
  Schwab Wealth Advisory, Inc
  San Francisco, CA
• 06/2025 → Present
  Charles Schwab & Co, Inc
  San Francisco, CA

Previous Registrations

• 2025-03-31 → 2025-05-30
  Strategic Advisers Llc
  Danville, CA
  Boston, MA
• 2018-07-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Danville, CA
  Salt Lake City, UT
• 2017-11-07 → 2018-07-13
  Strategic Advisers Llc
  Walnut Creek, CA
• 2008-08-22 → 2012-08-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Cincinnati, OH
  Dublin, OH
  Loveland, OH
  Cincinnati, OH
• 2006-11-09 → 2008-08-05
  Lpl Financial Llc
  Shaker Hieghts, OH
  Fort Mill, SC
  Shaker Heights, OH
• 2006-09-26 → 2006-10-30
  Citizens Securities, Inc.
  Cleveland, OH
  Johnston, RI
  Cleveland, OH
• 2003-12-19 → 2004-10-01
  Morgan Stanley Dw Inc.
  Chagrin Flls, OH

Exams

• S66 Uniform Combined State Law Examination
  2003-11-26

Other Names

• Barry Alan Kaiman