Best Investors Account Sign in

Jose Daniel Giraldo

Janney Montgomery Scott LLC

Charlotte, NC

Claim This Profile
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-06
  • NC RA
    APPROVED
    Since 2022-09-06

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2010 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 06/2021
Robinhood Financial, Llc Charlotte NC 06/2021 06/2022
Robinhood Markets, Inc Charlotte NC 06/2022 09/2022
Janney Montgomery Scott Llc Charlotte NC 09/2022 Present
  • 05/2010 → 11/2016
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 11/2016 → 06/2021
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 06/2021 → 06/2022
    Robinhood Financial, Llc
    Charlotte, NC
  • 06/2022 → 09/2022
    Robinhood Markets, Inc
    Charlotte, NC
  • 09/2022 → Present
    Janney Montgomery Scott Llc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-05
S63 Uniform Securities Agent State Law Examination 2008-03-25
  • S65 Uniform Investment Adviser Law Examination
    2016-01-05
  • S63 Uniform Securities Agent State Law Examination
    2008-03-25
Other Names
  • Jose Giraldo
  • Daniel Giraldo

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor