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Nikki Carolyn Haskins

Rbc Capital Markets, LLC

Albany, NY

Troy, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-16
  • NY RA
    APPROVED
    Since 2021-10-16

Branch Locations

455 Patroon Creek Blvd. Suite 200, Albany, NY 12206-5011 • United States

Troy, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Albany NY 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Albany, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-18
S63 Uniform Securities Agent State Law Examination 2000-10-09
  • S66 Uniform Combined State Law Examination
    2018-04-18
  • S63 Uniform Securities Agent State Law Examination
    2000-10-09
Other Names
  • Nikki Carlyn Capuano
  • Nikki Carolyn Haskins
  • Nikki Carolyn Capuano

View on SEC IAPD

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