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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-02 |
Branch Locations
3655 Nobel Drive Suite 140, San Diego, CA 92122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | San Diego | CA | 09/2011 | Present |
| Tiaa | San Diego | CA | 09/2011 | Present |
BAJA FLYERS CORPORATION POSITION: no formal title. I am an equity shareholder of the corporation NATURE: There are 12 equity members of this organization for the purpose of shared ownership, maintenance, expense, andpersonal use of airplanes owned by the corporation. No products, goods, or services offered. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 845 Ft Stockton Dr, Unit 115, San Diego CA 92103, United States DESCRIPTION: None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-18 |
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