Gregory Caryl Dahms

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → 11/2022
  New York Life Insurance Company
  Tyler, TX
• 07/2021 → 11/2021
  Allstate Insurance
  Overton, TX
• 05/2020 → 07/2021
  Greg Dahms Agent, Howard And Howard Insurance
  Tyler, TX
• 07/2018 → 05/2020
  Medical Air Services Association - Medical Transport Services
  Plantation, FL
• 01/2018 → 07/2018
  Marcoa Media
  San Diego, CA
• 11/2015 → 01/2018
  Action Recruiting Inc.
  Fallbrook, CA
• 04/2022 → 11/2022
  Nylife Securities Llc
  Tyler, TX
• 11/2022 → 07/2026
  Massmutual Life Insurance Co
  Tyler, TX
• 11/2022 → 07/2026
  Mml Investors Services, Llc
  Tyler, TX
• 07/2026 → Present
  Lpl Financial Llc
  Tyler, TX

Previous Registrations

• 2023-05-11 → 2026-07-02
  Mml Investors Services, Llc
  Tyler, TX

Other Businesses

1. 06/2026 - Guide Path Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/1/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-05
• S63 Uniform Securities Agent State Law Examination
  2022-05-31

Other Names

• Greg Dahms
• Gregory Caryl Dahms