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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-02-01 |
Branch Locations
201 Main Street, Chadron, NE 69337 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen Capital Group | Grand Island | NE | 11/2014 | 01/2023 |
| Falco Properties Llc | Chadron | NE | 12/2013 | Present |
| Clay Creek Ranch Llc | Chadron | NE | 01/2016 | Present |
| Freed Enterprises, Inc. | Chadron | NE | 03/2017 | Present |
| Casey Peterson, Ltd. | Chadron | NE | 01/2023 | Present |
| Cp Financial Services, Llp | Chadron | NE | 01/2023 | Present |
| Avantax Planning Partners, Inc. | Chandron | NE | 02/2023 | Present |
1) CLAY CREEK RANCH LLC POSITION: check signor NATURE: Ranchland real estate leasingWild game hunt leasingWild game hunt guidingReal estate improvementReal estate acquisition INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 201 Main, Chadron NE 69337, United States DESCRIPTION: Request replenishment of payroll bank accountprepare bi-weekly paychecksPrepare annual payroll reportsPrepare bank reconciliation of payroll accountsubmit summary of payroll account activity to owners
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-18 |
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