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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-03-25
ND RA APPROVED 2019-11-18
MN RA APPROVED 2019-11-14
  • SD RA
    APPROVED
    Since 2025-03-25
  • ND RA
    APPROVED
    Since 2019-11-18
  • MN RA
    APPROVED
    Since 2019-11-14

Branch Locations

1845 Highway 59 S Ste 300, Thief Rvr Fls, MN 56701-4335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Thief River Falls MN 06/2010 Present
Sally Wolff Insurance Agency Thief River Falls MN 01/2011 Present
State Farm Investment Management Corp Thief River Falls MN 09/2018 06/2019
State Farm Investment Management Corp Thief River Falls MN 11/2019 Present
Other Businesses

1) Sally Wolff's Insurance Agency; Insurance Agency; Investment-related; 1901 Highway 59 SE Thief River Falls, MN 56701-4304; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2011; 80; 80; Service customers and supervise employees. 2) Norwex Consultant; non-investment-related; 16794 Sorteberg Dr; Thief River Falls, MN 56701; Vendor; Distributor/Sales Representative; 4/10/2015; 4; 0; selling cleaning and personal items.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-15
S63 Uniform Securities Agent State Law Examination 2008-02-18
  • S65 Uniform Investment Adviser Law Examination
    2019-10-15
  • S63 Uniform Securities Agent State Law Examination
    2008-02-18
Other Names
  • Sally Jean Philipp

View on SEC IAPD

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