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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-10-09 |
| NV | RA | APPROVED | 2022-11-21 |
| AZ | RA | APPROVED | 2022-11-18 |
| FL | RA | APPROVED | 2022-11-07 |
| MI | RA | APPROVED | 2022-11-07 |
| NC | RA | APPROVED | 2022-11-07 |
| IL | RA | APPROVED | 2022-11-04 |
| LA | RA | APPROVED | 2022-11-04 |
| NM | RA | APPROVED | 2022-11-04 |
| OH | RA | APPROVED | 2022-11-04 |
| WA | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED_RES | 2015-07-15 |
| CA | RA | APPROVED | 2013-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jenlu, Llc. (Ladybug And Duke / Etsy.COm) | Los Angeles | CA | 05/2017 | 02/2018 |
| Jpmorgan Chase Bank, N.A | Claremont | CA | 03/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
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